Create SEC offering document for use by your Company selling equity or promissory notes as security for investment.
PPM CONTENTS:
• Cover page
• Table of contents
• Investment summary
• Return on investment terms
• 10 State Blue Sky Legends
(Comes standard with: California, Delaware, Florida, Illinois, Nevada, New Jersey, New York, Pennsylvania, Texas and Washington) (you can add up to all 50 States, Puerto Rico and general foreign investment legends)
• Rule disclaimers
• Offering summary
• Business Plan section
• Investment structure
• Management/director/officer backgrounds
• Use of Proceeds
• Terms & Conditions
• Investment requirements
• Risk Factors
• Competitive analysis
• Dilution and ownership detail
• Plan of placement
• Subscription Agreement (Promissory Note)
• Investor Suitability Questionnaire
• SEC Form D (PDF Format)
• State Blue Sky Forms (PDF Format)
• ERISA Language
• Company Operating Agreement (21 pages)
FORM D
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We will also complete your Form D and file it for you.
BLUE SKY FILINGS
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Each State requires a “Blue Sky” filing which calls for Issuers (entrepreneurs offering a PPM) to file their Form D with their State along with another form, typically a U-1 or U-2. We include these forms in your package; however we don’t provide services for these forms. These forms should be filed within 15 days after receiving investment capital from an investor in any particular State.
